-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vf7JweMNOSSuVkTjBUHxN01bQ+nQt9qX4D8xQ/sUnUkWFw0f1RnwrohaHqnkVDqg oXAvN/sVHbwn1OBODsEf9g== 0000949353-01-500376.txt : 20020410 0000949353-01-500376.hdr.sgml : 20020410 ACCESSION NUMBER: 0000949353-01-500376 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ERICKSON MARK CENTRAL INDEX KEY: 0001134139 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 14 INVERNESS DRIVE EAST STREET 2: BUILDING N SUITE 236 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3037130047 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GASCO ENERGY INC CENTRAL INDEX KEY: 0001086319 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 980204105 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57283 FILM NUMBER: 1778209 BUSINESS ADDRESS: STREET 1: 14 INVERNESS DRIVE EAST BLDG H STREET 2: BLDG H SUITE 236 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3037130047 MAIL ADDRESS: STREET 1: 14 INVERNESS DRIVE EAST BLDG H STREET 2: BLDG H SUITE 236 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: LEK INTERNATIONAL INC DATE OF NAME CHANGE: 19990511 FORMER COMPANY: FORMER CONFORMED NAME: SAN JOAQUIN RESOURCES INC DATE OF NAME CHANGE: 20000516 SC 13D/A 1 erickson-13damd1.txt AMENDMENT NO. 1 TO MARK ERICKSON SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment 1)* GASCO ENERGY, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 367220 10 0 (CUSIP Number) Fay M. Matsukage, Esq., 455 Sherman Street, Suite 300, Denver, CO 80203, 303-777-3737 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 1, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 367220 10 0 Page 2 of 4 SCHEDULE 13D 1 NAME OF REPORTING PERSON MARK A. ERICKSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only) 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [x] 3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions) OO 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF 7 SOLE VOTING POWER SHARES BENE- 3,208,840 FICIALLY 8 SHARED VOTING POWER OWNED BY 30,768 EACH 9 SOLE DISPOSITIVE POWER REPORTING 3,208,840 PERSON WITH 10 SHARED DISPOSITIVE POWER 30,768 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,239,608 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.4% 14 TYPE OF REPORTING PERSON* IN INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 OF 4 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. CUSIP No. 367220 10 0 Page 3 of 4 ITEM 1. SECURITY AND ISSUER. This statement on Schedule 13D ("Schedule 13D") relates to shares of common stock of Gasco Energy, Inc. ("Gasco"), par value $0.0001. The address of the principal executive office of Gasco is 14 Inverness Drive East, Suite H-236, Englewood, Colorado 80112. ITEM 2. IDENTITY AND BACKGROUND. This statement is filed pursuant to Rule 13d-1 under the Securities Exchange Act of 1934, as amended by Mr. Mark Erickson. Mr. Erickson's address is Suite H-236, 14 Inverness Drive East, Englewood, Colorado 80112. During the last five years, Mr. Erickson has not been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) and has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which a judgment, decree, or final order has been issued enjoining future violations of, or prohibiting or mandating activities subject to, United States federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Mr. Erickson was a stockholder of Pannonian Energy, Inc., which was acquired by Gasco on March 30, 2001. As a result of that acquisition, Mr. Erickson's shares of Pannonian stock were exchanged for shares of Gasco stock. ITEM 4. PURPOSE OF TRANSACTION. Mr. Erickson is a director of Gasco. He presently has no plan or proposal that relates to or would result in any of the actions enumerated in Item 4 of Schedule 13D. Mr. Erickson will continue to evaluate his options, however, and may form such a plan or proposal in the future. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As of October 1, 2001, Mr. Erickson owned of record 2,146,340 shares of Gasco's common stock and had the right to acquire 1,062,500 shares pursuant to immediately exercisable stock options. Mr. Erickson also has options to purchase an additional 187,500 shares of Gasco's common stock pursuant to options which are not exercisable within 60 days of the date hereof. Mr. Erickson's wife, Jane M. Erickson, owned of record 30,768 shares as custodian for their minor children. Accordingly, Mr. Erickson beneficially owns 3,239,608 shares, which represents 11.4% of the class. (b) As of October 1, 2001, Mr. Erickson had the sole power to vote and dispose of 3,208,840 shares and the shared power to vote and dispose of 30,768 shares. (c) During the sixty-day period preceding the filing of this Schedule 13D, Mr. Erickson gifted 30,768 shares to his minor children and 5,250 shares to others, and sold 125,000 shares for $162,500. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares owned by Mr. Erickson, except for Jane M. Erickson to the extent of the 30,768 shares owned of record by her as custodian. CUSIP No. 367220 10 0 Page 4 of 4 (e) Mr. Erickson continues to be the beneficial owner of more than five percent of the outstanding common stock of Gasco. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Not applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 7, 2001 /s/ MARK A. ERICKSON ----------------------------------------- Mark A. Erickson -----END PRIVACY-ENHANCED MESSAGE-----